We recommend that sub-contracting agents fund their training as part of their commitment to self-compliance.
Regional agents contracting to multiple agencies benefit from completing one annual industry-recognised course.
Confirm with principal-agent if they have any sub-agents or operational office assistants also requiring training.
Consider audit, SLA and ASIC Regulatory Guide 206 risk exposure.
Regularly log in to your live training register and keep an eye on expiring or expired training certificates.
We send reminder notices to students on your behalf in the month leading up to certificate expiry.
For more on who should complete annual compliance training, take a look inside the Your Role page. Why do mercantile agents and their assistants need to be trained every year?