Compliance & Training Managers Portal
Quick Reference Guide
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We recommend that sub-contracting agents fund their training as part of their commitment to self-compliance.
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Regional agents contracting to multiple agencies benefit from completing one annual industry-recognised course.
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​​Confirm with principal-agent if they have any sub-agents or operational office assistants also requiring training.
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​Consider audit, SLA and ASIC Regulatory Guide 206 risk exposure.
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Regularly log in to your live training register and keep an eye on expiring or expired training certificates.​​
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We send reminder notices to students on your behalf in the month leading up to certificate expiry.
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For more on who should complete annual compliance training. Visit our Mercantile Agent's page. Why do mercantile agents and their assistants need to be trained every year?
3 easy steps
we do the rest
Agent - Sub-agent & Assistant Registration
Email to student - They complete online - Include preliminary details in step 3.
1
Student welcome letter - Student Funded
Fill in blanks - Email to student - Cc: Us.
2a
Enrol My Team
2b
Student welcome letter - Agency Funded
Fill in blanks - Email to student - Cc: Us.
3
Bulk Student Enrolment Form
Fill in cells - Email Us - We do the rest.
Please get in touch if you have questions.
Training Registers

Features & Tips
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Registers updated daily.
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Group and sort your data within the browser or export to Excel for editing.
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Sort by 'Days Until Expiry' and see how you're tracking.
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Need a custom report for a client audit - drop us a line.
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For new logins, we need your Compliance Manager's approval.